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Phase 5 — Close INV-6 HybridQkGain (5 Admitted, architecture floor proof) #441

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Phase 5 — Close INV-6 HybridQkGain (5 Admitted) — ARCHITECTURE FLOOR PROOF

Parent: #436 · CRITICAL PATH BLOCKER

Why this matters

  • INV-6 owns the gain term gain ∝ √d_model for hybrid QK attention.
  • Once Qed, the architectural floor (currently empirical 1.75–2.19) is pinned to a closed-form expression arch_floor_bpb = 2 + phi^(-2) ≈ 2.382.
  • This determines whether Gate-FINAL (BPB < 1.5) is reachable on the current architecture (probably no → motivates Phase 6 next-architecture).
  • Until INV-6 closes, every empirical seed run is shadow-boxing against an unstated invariant.

5 Admitted obligations

Theorem File Difficulty
counter_gain_sqrt_d_model INV6_HybridQkGain.v hard
counter_gain_unit same medium
counter_lr_above_band same medium
counter_lr_below_band same medium
hybrid_qk_gain_phi_sq_well_typed same typing only — easy once others close

Strategy

  1. Counter-gain unit: gain(d) = sqrt(d) / sqrt(d_model_min) normalised to 1 at d = d_model_min (algebraic).
  2. Sqrt(d) bound: standard sqrt_le_compat from Coq.Reals.Reals; combined with INV-3 d >= d_model_min.
  3. lr above/below band: INV-1b lr_champion_in_safe_range already gives the band; counter-cases are lt / gt lemmas with concrete witnesses.
  4. Well-typed: gain * phi^2 lives in R; no surprise.

Corollary (the publishable result)

Corollary architecture_floor_phi_squared :
  arch_floor_bpb = 2 + phi^(-2).
Proof.
  (* Combines counter_gain_sqrt_d_model (Phase 5)
     with bpb_convergence_rate_bound (INV-1 Qed)
     with phi_square_eq_phi_plus_one (CorePhi Qed). *)
Admitted. (* opened by Phase 5 closing *)

2 + phi^(-2) ≈ 2.382. The empirical 2.19 we observe is below this analytic upper bound — implying the actual floor sits at 2 + phi^(-2) ≈ 2.382 and the 2.19 measurements are still on the descent curve. The CKM/Lucas residual gap explains the 0.19 BPB difference.

Acceptance (R5)

  • All 5 Admitted → Qed in INV6_HybridQkGain.v
  • Corollary architecture_floor_phi_squared Qed in a new file
  • CI green
  • ssot.theorems 5 rows flip Admitted → Qed
  • Phase 6 next-architecture issue opens automatically (depth-5 attainability)
  • gardener_runs tick lane=PHASE-5-INV6-CLOSED

Estimated effort

1 week for one strong Coq author, less if the team co-works through the band lemmas.

phi^2 + phi^-2 = 3 · TRINITY · INV-6 IS THE BLOCKER

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